Harmonized Cellular and Distributed Massive MIMO: Load Balancing and Scheduling

Multi-tier networks with large-array base stations (BSs) that are able to operate in the "massive MIMO" regime are envisioned to play a key role in meeting the exploding wireless traffic demands. Operated over small cells with reciprocity-based training, massive MIMO promises large spectral efficiencies per unit area with low overheads. Also, near-optimal user-BS association and resource allocation are possible in cellular massive MIMO HetNets using simple admission control mechanisms and rudimentary BS schedulers, since scheduled user rates can be predicted a priori with massive MIMO. Reciprocity-based training naturally enables coordinated multi-point transmission (CoMP), as each uplink pilot inherently trains antenna arrays at all nearby BSs. In this paper we consider a distributed-MIMO form of CoMP, which improves cell-edge performance without requiring channel state information exchanges among cooperating BSs. We present methods for harmonized operation of distributed and cellular massive MIMO in the downlink that optimize resource allocation at a coarser time scale across the network. We also present scheduling policies at the resource block level which target approaching the optimal allocations. Simulations reveal that the proposed methods can significantly outperform the network-optimized cellular-only massive MIMO operation (i.e., operation without CoMP), especially at the cell edge

On/Off Macrocells and Load Balancing in Heterogeneous Cellular Networks

The rate distribution in heterogeneous networks (HetNets) greatly benefits from load balancing, by which mobile users are pushed onto lightly-loaded small cells despite the resulting loss in SINR. This offloading can be made more aggressive and robust if the macrocells leave a fraction of time/frequency resource blank, which reduces the interference to the offloaded users. We investigate the joint optimization of this technique - referred to in 3GPP as enhanced intercell interference coordination (eICIC) via almost blank subframes (ABSs) - with offloading in this paper. Although the joint cell association and blank resource (BR) problem is nominally combinatorial, by allowing users to associate with multiple base stations (BSs), the problem becomes convex, and upper bounds the performance versus a binary association. We show both theoretically and through simulation that the optimal solution of the relaxed problem still results in an association that is mostly binary. The optimal association differs significantly when the macrocell is on or off; in particular the offloading can be much more aggressive when the resource is left blank by macro BSs. Further, we observe that jointly optimizing the offloading with BR is important. The rate gain for cell edge users (the worst 3-10%) is very large - on the order of 5-10x - versus a naive association strategy without macrocell blanking

Small cell and D2D offloading in heterogeneous cellular networks

textFuture wireless networks are evolving to become ever more heterogeneous, including small cells such as picocells and femtocells, and direct device-to-device (D2D) communication that bypasses base stations (BSs) altogether to share stored and personalized content. Conventional user association schemes are unsuitable for heterogeneous networks (HetNets), due to the massive disparities in transmit power and capabilities of different BSs. To make the most of the new low-power infrastructure and D2D communication, it is desirable to facilitate and encourage users to be offloaded from the macro BSs. This dissertation characterizes the gain in network performance (e.g., the rate distribution) from offloading users to small cells and the D2D network, and develops efficient user association, resource allocation, and interference management schemes aiming to achieve the performance gain. First, we optimize the load-aware user association in HetNets with single-antenna BSs, which bridges the gap between the optimal solution and a simple small cell biasing approach. We then develop a low-complexity distributed algorithm that converges to a near-optimal solution with a theoretical performance guarantee. Simulation results show that the biasing approach loses surprisingly little with appropriate bias factors, and there is a large rate gain for cell-edge users. This framework is then extended to a joint optimization of user association and resource blanking at the macro BSs – similar to the enhanced intercell interference coordination (eICIC) proposed in the global cellular standards, 3rd Generation Partnership Project (3GPP). Though the joint problem is nominally combinatorial, by allowing users to associate to multiple BSs, the problem becomes convex. We show both theoretically and through simulation that the optimal solution of the relaxed problem still results in a mostly unique association. Simulation shows that resource blanking can further improve the network performance. Next, the above framework with single-antenna transmission is extended to HetNets with BSs equipped with large-antenna arrays and operating in the massive MIMO regime. MIMO techniques enable the option of another interference management: serving users simultaneously by multiple BSs – termed joint transmission (JT). This chapter formulates a unified utility maximization problem to optimize user association with JT and resource blanking, exploring which an efficient dual subgradient based algorithm approaching optimal solutions is developed. Moreover, a simple scheduling scheme is developed to implement near-optimal solutions. We then change direction slightly to develop a flexible and tractable framework for D2D communication in the context of a cellular network. The model is applied to study both shared and orthogonal resource allocation between D2D and cellular networks. Analytical SINR distributions and average rates are derived and applied to maximize the total throughput, under an assumption of interference randomization via time and/or frequency hopping, which can be viewed as an optimized lower bound to other more sophisticated scheduling schemes. Finally, motivated by the benefits of cochannel D2D links, this dissertation investigates interference management for D2D links sharing cellular uplink resources. Showing that the problem of maximizing network throughput while guaranteeing the service of cellular users is non-convex and hence intractable, a distributed approach that is computationally efficient with minimal coordination is proposed instead. The key algorithmic idea is a pricing mechanism, whereby BSs optimize and transmit a signal depending on the interference to D2D links, who then play a best response (i.e., selfishly) to this signal. Numerical results show that our algorithms converge quickly, have low overhead, and achieve a significant throughput gain, while maintaining the quality of cellular links at a predefined service level.Electrical and Computer Engineerin